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Stages of Change Model
Before you begin to make changes in your life, I
would like to introduce you to an useful theory -- call the Stages of
Change Model, or SCM about the mind/body stages we go through when we do
change. The Stages of Change Model was originally developed in the late
1970’s and early 1980’s by James Prochaska and Carlo DiClemente at the
University of Rhode Island when they were studying how smokers were able
to give up their habits. The SCM model has been applied to a broad range
of behaviors including weight loss, injury prevention, overcoming
alcohol, and drug problems among others.
The idea behind the SCM is that behavior change does
not happen in one step. Rather, people tend to progress through
different stages on their way to successful change. Also, each of us
progresses through the stages at our own rate. So expecting behavior
change by simply telling someone, for example, who is still in the
"pre-contemplation" stage that he or she must go to a certain number of
AA meetings in a certain time period is rather naive (and perhaps
counterproductive) because they are not ready to change. Each person
must decide for himself or herself when a stage is completed and when it
is time to move on to the next stage. Moreover, this decision must come
from the inside you (see developing an internal locus of control) --
stable, long term change cannot be externally imposed.
In each of the stages, a person has to
grapple with a different set of issues and tasks that relate to changing
behavior. Thus, for each for each stage of change, tools are available
to you through this website in
The Toolbox of Change.
The Stages
of Change
The stages of change are:
Stage One: Precontemplation
In the precontemplation stage, people are
not thinking seriously about changing and are not interested in any kind
of help. People in this stage tend to defend their current bad habit(s)
and do not feel it is a problem. They may be defensive in the face of
other people’s efforts to pressure them to quit. They do not focus their
attention on quitting and tend not to discuss their bad habit with
others. In AA, this stage is called “denial,” but at Addiction
Alternatives, we do not like to use that term. Rather, we like to think
that in this stage people just do not yet see themselves as having a
problem.
Are you in the precontemplation stage? No,
because the fact that you are reading this shows that you are already
ready to consider that you may have a problem with one or more bad
habits. (Of course, you may be reading this because you have a loved one
who is still in the pre-contemplation stage. If this is the case, keep
reading for suggestions about how you can help others progress through
their stages of change)
Stage Two: Contemplation
In the contemplation stage people are more
aware of the personal consequences of their bad habit and they spend
time thinking about their problem. Although they are able to consider
the possibility of changing, they tend to be ambivalent about it. In
this stage, people are on a teeter-totter, weighing the pros and
cons of quitting or modifying their behavior. Although they think about
the negative aspects of their bad habit and the positives associated
with giving it up (or reducing), they may doubt that the long-term
benefits associated with quitting will outweigh the short-term costs. It
might take as little as a couple weeks or as long as a lifetime to get
through the contemplation stage. (In fact, some people think and think
and think about giving up their bad habit and may die never having
gotten beyond this stage)
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On the plus side, people are more open to
receiving information about their bad habit, and more likely to actually
use educational interventions and reflect on their own feelings and
thoughts concerning their bad habit.
Stage Three: Preparation/Determination
In the preparation/determination stage,
people have made a commitment to make a change. Their motivation for
changing is reflected by statements such as: “I’ve got to do something
about this — this is serious. Something has to change. What can I do?”
This is sort of a research phase: people
are now taking small steps toward cessation. They are trying to gather
information (sometimes by reading things like this) about what they will
need to do to change their behavior. Or they will call a lot of clinics,
trying to find out what strategies and resources are available to help
them in their attempt. Too often, people skip this stage: they try to
move directly from contemplation into action and fall flat on their
faces because they haven’t adequately researched or accepted what it is
going to take to make this major lifestyle change.
Stage Four: Action/Willpower
This is the stage where people believe
they have the ability to change their behavior and are actively involved
in taking steps to change their bad behavior by using a variety of
different techniques. This is the shortest of all the stages. The amount
of time people spend in action varies. It generally lasts about 6
months, but it can literally be as short as one hour! This is a stage
when people most depend on their own willpower. They are making overt
efforts to quit or change the behavior and are at greatest risk for
relapse.
Mentally, they review their commitment to
themselves and develop plans to deal with both personal and external
pressures that may lead to slips. They may use short-term rewards to
sustain their motivation, and analyze their behavior change efforts in a
way that enhances their self-confidence. People in this stage also tend
to be open to receiving help and are also likely to seek support from
others (a very important element).
Hopefully, people will then move to:
Stage Five: Maintenance
Maintenance involves being able to
successfully avoid any temptations to return to the bad habit. The goal
of the maintenance stage is to maintain the new status quo. People in
this stage tend to remind themselves of how much progress they have
made. People in maintenance constantly reformulate the rules of their
lives and are acquiring new skills to deal with life and avoid relapse.
They are able to anticipate the situations in which a relapse could
occur and prepare coping strategies in advance.
They remain aware that what they are
striving for is personally worthwhile and meaningful. They are patient
with themselves and recognize that it often takes a while to let go of
old behavior patterns and practice new ones until they are second nature
to them. Even though they may have thoughts of returning to their old
bad habits, they resist the temptation and stay on track.
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As you progress through your own stages of
change, it can be helpful to re-evaluate your progress in moving up and
down through these stages. (Even in the course of one day, you may go
through several different stages of change). And remember: it is normal
and natural to regress, to attain one stage only to fall back to a
previous stage. This is just a normal part of making changes in your
behavior.
Relapse
Along the way to permanent cessation or
stable reduction of a bad habit, most people experience relapse. In
fact, it is much more common to have at least one relapse than not.
Relapse is often accompanied by feelings of discouragement and seeing
oneself as a failure. While relapse can be discouraging, the majority of
people who successfully quit do not follow a straight path to a life
time free of self-destructive bad habits. Rather, they cycle through the
five stages several times before achieving a stable life style change.
Consequently, the Stages of Change Model considers relapse to be normal.
There is a real risk that people who
relapse will experience an immediate sense of failure that can seriously
undermine their self-confidence. The important thing is that if they do
slip and say, have a cigarette or a drink, they shouldn’t see themselves
as having failed. Rather, they should analyze how the slip happened and
use it as an opportunity to learn how to cope differently. In fact,
relapses can be important opportunities for learning and becoming
stronger.
Relapsing is like falling off a horse —
the best thing you can do is get right back on again. However, if you do
“fall off the horse” and relapse, it is important that you do not fall
back to the precontemplation or contemplation stages. Rather, restart
the process again at preparation, action or even the maintenance stages.
People who have relapsed may need to learn to anticipate high-risk
situations (such as being with their family) more effectively, control
environmental cues that tempt them to engage in their bad habits (such
as being around drinking buddies), and learn how to handle unexpected
episodes of stress without returning to the bad habit. This gives them a
stronger sense of self control and the ability to get back on track.
In addition, there is one more stage, Dr.
Kern has added which is not part of the Prochaska-DiClemente Stages of
Change model:
Transcendence
Eventually, if you “maintain maintenance” long enough, you will reach a
point where you will be able to work with your emotions and understand
your own behavior and view it in a new light. This is the stage of
“transcendence,” a transcendence to a new life. In this stage, not only
is your bad habit no longer an integral part of your life but to return
to it would seem atypical, abnormal, even weird to you. When you reach
this point in your process of change, you will know that you have
transcended the old bad habits and that you are truly becoming a new
“you", who no longer needs the old behaviors to sustain yourself.
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