I
n the field of addiction treatment there has
been a tendency to eschew dynamic understanding for simple descriptive
diagnosis based on verifiable criteria. This tendency has been
accompanied by a focus on behavioral treatments that can be reliably
evaluated using objective outcome measures and by an immense research
effort to understand the biology of addiction. All this leaves the
thoughtful clinician with the unanswered question, How does one
understand these behaviors empathically? It leaves the
insight-oriented clinician with the question, Does a patients capacity
for self-observation contribute anything to the treatment of
addiction? It can leave the clinician asking, Is addiction treatment a
constant process of identifying an addiction and referring the patient
away to physicians who prescribe medications such as disulfiram and
Naltrexone, to Twelve Step programs where mysterious events somehow
keep the patient sober, and to relapse prevention specialists who
lecture on how to "identify your triggers"? The psychodynamically
oriented clinician can feel that addictive disorders somehow fall
out-side his or her purview.
Nonetheless, addiction has been an important issue
in psychoanalysis since its inception. In 1908, for example, Abraham
published "The Psychological Relations between Sexuality and
Alcoholism," in which he suggested a number of possible dynamics. In
the mid-1960s the early psychoanalytic literature was nicely
summarized by Rosenfeld (1965), and since then psychoanalysis has
benefited from the work of a number of practitioners specializing in
addictive disorders. Their contributions have dealt specifically with
addictive dynamics, providing a range of views perhaps regarded as
"perspectives" (rather than mutually exclusive schools of theory),
useful guides to understanding and interpretation (see Spezzano 1998).
Three perspectives on addiction recur in the
psychoanalytic and addiction literature: addiction as a biologically
mediated disease, addiction as a response to inability to tolerate
affect, and addiction as an object or transitional object equivalent.
These themes will be presented with reference to the literature and
their usefulness explored. In a field that has been accumulating
knowledge for over a century, none of the authors chosen here as
exemplars has a completely original idea, and all of them have
carefully reviewed the many pathways leading to their specific
formulation. In what follows I have resorted to simplification in the
service of making these perspectives more salient.
THE NEUROBIOLOGICAL CONCEPT OF
ADDICTION
Addictive drugs seem to become entrained into the
same drive system that motivates animals to seek food, water, and sex
(Miller and Gold 1993; Volkow quoted in Swan 1998). One perspective,
articulated by Robinson and Berridge (1993; Berridge and Robinson,
1998), describes the progression of interest in drugs from incidental
to driven. This theory might be described as an attempt to localize
drive within mesotelencephalic dopamine pathways of the brain.
However, the authors combine introspective exercises and a discussion
of social factors involved in addiction to produce a complex and
comprehensive way of thinking about addiction. Robinson and Berridge
begin with three key questions concerning the nature of addiction: (1)
Why do addicted persons crave drugs? (2) Why does drug craving persist
even after long abstinence? (3) Is "wanting" drugs the same as
"liking" drugs? Their answer has four main points.
1. Addictive drugs share the ability to enhance
mesotelencephalic dopamine neurotransmission.
2. One psychological function of this neural system
is to attribute "incentive salience" to the perception and mental
representation of events associated with activation of the system.
Incentive salience is a psychological process that transforms the
perception of stimuli, imbuing them with salience, making them
attractive, "wanted" incentive stimuli.
3. In some individuals repeated use of addictive
drugs produces incremental adaptations in this neural system,
rendering it increasingly and perhaps permanently hypersensitive to
drugs and drug-associated stimuli. The sensitization of dopamine
systems is gated by associative learning, which causes excessive
incentive salience to be attributed to the act of drug taking and to
stimuli associated with drug taking. Sensitization of incentive
salience transforms ordinary wanting into "craving."
4. Sensitization of neural systems responsible for
incentive salience (wanting) can occur independently of changes in
neural systems that mediate subjective pleasurable effects of drugs
(liking) and neural systems involved in withdrawal. After sufficient
exposure, the pleasure of addictive behaviors becomes irrelevant
because this neural system is built in to stimulate the organism to
pursue a goal. Compulsive drug taking ensues, despite lack of pleasure
and despite strong disincentivesloss of job, homelessness, the agony
of withdrawal.
The neurobiological concept of addiction (of which
this is only one particularly well articulated example) includes as a
strong central tenet that of all the plant-derived chemicals humans
have ingested, a small number have been found to mimic in some fashion
a natural process affecting parts of the brain. Natural incentives
such as food, water, or desirable sexual partners are endowed by
evolution to condition pleasure and incentive salience under
conditions such as those created by hormones or thirst. If one is
drawn to a desirable sexual partner, one may modify the impulse if one
notices a wedding band. In the same way, one may be drawn to a drink
but have the impulse modified by last nights meeting of Alcoholics
Anonymous.
The process of endowment of a stimulus with salience
has three steps: (1) Pleasure is a consequence of a particular event
or act. (2) Pleasure is associated with a mental representation of the
object, act, event, or place in which the pleasure occurred via
classical (associational) conditioning. (3) Incentive salience is
attributed to subsequent perceptions and mental representations of the
associated object, event, act, or place, which causes them to be
"wanted." Stimuli that signal the availability of the incentive become
attractive. Acts that led to the situation in the past are likely to
be repeated.
Robinson and Berridge suggest the possibility that
this whole process, or part of this process, can occur unconsciously.
There is no need to know one is being influenced by craving in order
to want something. For example, when subclinical doses of amphetamine
are administered to subjects who cannot distinguish the effects from
placebo, and who have no measurable electrophysiological response to
drug injection, these subjects choose the drug lever at higher than
chance incidence, all the while insisting that there is no difference
in the effect caused by either lever, and that their choices are
random.
The incentive sensitization theory nicely explains
the common clinical phenomenon that patients say they do not "like"
smoking cigarettes, or using cocaine, and yet have intense cravings
that seemingly can be responded to only by using the drug.
Recent work (e.g., Sora et al. 1998) suggests that
regarding dopamine as the sole neurotransmitter system mediating these
phenomena is simplistic. However, while our understanding of the
underlying biology of the incentive sensitization model may be
modified, its basic conceptualization remains an important perspective
from which to understand the driven "it," ego-dystonic quality of
addiction.
ADDICTION AS A MANIFESTATION OF
INABILITY TO TOLERATE AFFECT
The self-medication hypothesis, first articulated by
Khantzian (1985, 1997) states simply that drugs relieve psychological
suffering and that preference for a particular drug involves some
degree of psychopharmacological specificity. Khantzian believes that
opiates attenuate feelings of rage or violence, that CNS depressants
such as alcohol relieve feelings of isolation, emptiness, and anxiety,
and that stimulants can augment hypomania, relieve depression, or
counteract hyperactivity and attention deficit.
Khantzian sees his work as expanding on the work of
self psychologists, especially Kohut (1971, 1977). Khantzian (1995)
traces the origins of the inability to regulate affects to early life,
and to a failure to internalize self-care from parents: "Self-care is
a psychological capacity related to certain ego functions and
reactions. This capacity protects against harm and assures survival,
and involves reality testing, judgment, control, signal anxiety, and
the ability to draw cause-consequence conclusions. The self-care
capacity develops out of the nurturance, ministrations, and protective
roles provided by the parents from early infancy, and subsequently,
out of child-parent interactions" (p. 30). Because they lack these
internalizations, addicted persons cannot regulate self-esteem or
relationships, or provide themselves with caring.
This emphasis on affect intolerance related to early
developmental failures is similar to that of Zinberg (1975) and
Krystal (1988, 1995; Krystal and Raskin 1981) . However, there is an
important difference between Khantzian and Krystal. Khantzian views
lack of self-care or self-governance as an ego defect, as a function
that never developed, whereas Krystal views self-care as having been
prohibited by an overcontrolling parent. In Krystals view, addicted
individuals are entirely capable of self-care but "believed that if
they took over the control of their vital or affective functions,
which they believed to belong to mother, that would be a Promethean
transgression, punishable by a fate worse than death" (1995, p. 85).
The self-medication hypothesis is constantly
confirmed by listening to patients reports of responding to
intolerable affective states by using drugs. A man in a rage sniffs a
bag of heroin rather than kill his girlfriend. The heroin allows a
pleasant interaction with her. A teenager finds that after a few beers
she can enjoy a party rather than be trapped by anxiety. A mans
depression can be overcome with cocaine sufficiently to allow a social
interaction. A woman who has been abused and molested can engage in
sexual relationships after premedication with alcohol or heroin.
While the most important evidence for the
self-medication hypothesis is found in the reports of patients,
Khantzian carefully examines more quantitative studies in the
addiction literature. He finds that psychoanalytically informed
experience becomes a check on some of the conclusions offered by
researchers who employ more operationalized methods in the attempt to
understand and describe addictive behaviors. For example, he considers
the possibility that some longitudinal investigators e.g., Schukit
1986; Vaillant (1983, 1996)find affective disorders a consequence
rather than a precursor of addiction, because of their failure to
detect earlier subclinical conditions that subjects are already
medicating by the time they are diagnostically apparent. Khantzian
suggests that relatively infrequent interviews and the requirement
that subjects meet diagnostic criteria for relatively severe affective
disorders runs against the reality that some people go into action
with drugs early in the course of these disorders to alter affective
states that are experienced as unbearable. Khantzians view is
confirmed by a recent study by Kushnet, Sher, and Erickson (1999) that
demonstrates a reciprocal causal relation over time, with anxiety
disorders leading to alcohol dependence and vice versa.
The subjective stance provides support for other
objective findings. Khantzian suggests that nicotine use is
self-medication. He cites a study by Breslau, Kilbey, and Andreski
(1993) showing that 1,007 subjects with nicotine dependence were
higher on rating scales for negative affect, hopelessness,
neuroticism, and general emotional distress than were nondependent
smokers. He also cites a study (Anda et al. 1990) in which the quit
rate for depressed smokers was found to be 10 percent, as against 18
percent for nondepressed.
Dodes (1990, 1996) suggests that addicted persons
have a narcissistic vulnerability to feeling overwhelmed by
experiences of helplessness. The centrality of helplessness in the
creation of psychic trauma is cited by Freud (1926, pp.166167), and
helplessness as a central addictive dynamic created by overwhelming
shame by Wurmser (1978). Dodes believes that the enactment of
addictive behavior functions to restore a sense of potency against
helplessness. He states that the intense aggressive drive to restore
this potency, which arises from the narcissistic injury of
helplessness, is identical with narcissistic rage. Finally, he notes
that the major symptoms of addiction, as well as its intensity and
unrelenting, boundless quality, can themselves be explained by the
presence in addiction of this narcissistic rage.
Dodes also suggests that addictions can be shown to
be compromise formations identical with compulsions. He gives case
examples that demonstrate restoration of a sense of power via
addictive behavior as a displacement from actual reassertion of power
in the real world. For example, a patient who is enraged with his son
for embezzling from the patients company goes on a drinking binge. The
man feels that it would be wrong to fire his son, so he is rendered
helpless to act. Drinking makes him feel better because it is an
action he can take; he doesn't feel helpless anymore.
The empathic understanding that patients have been
traumatized by helplessness, and are responding in an aggressive but
displaced manner, allows the clinician to make interventions that
appreciate the drive without encouraging the behavior: (1) the
aggressive drive for control of ones existence with integrity is
nothing to be ashamed of; (2) the patient needs to struggle to be
conscious of what he or she really wants, rather than settle for
addictive responses; (3) conflicts and vulnerabilities regarding
self-assertion, and difficulty tolerating helplessness when necessary,
have their origin in childhood experiences that need to be remembered
and worked through in treatment.
THE OBJECT / TRANSITIONAL OBJECT
NATURE OF AN ADDICTION
The object-quality of addictive behavior is central
to many theories of addiction. Winnicotts original formulation of the
transitional object (1951) described it as an addiction. Kernberg
(1975) describes several object-related dynamics of addiction: it may
replace a parental imago in depression or an all-good mother in
borderline personality, or may refuel a grandiose self in narcissism.
Wurmser (1995) describes the terror of being separated and sees the
intense shame and rage manifested in addictive behaviors as in part an
attempt to maintain a connection with objects. Wurmsers important
contributions (e.g., 1974, 1978, 1981) include, as one dynamic, the
difficulty of internalizing interactions with parents into effective
superego functioning, and the resulting alternation of slavish
submission to unreasonable internal prohibitions with completely
unregulated rebellious addictive behaviors. Meyers (1994, 1995) shows,
in the psychoanalytic therapy of patients addicted to compulsive
sexual behaviors, that these behaviors can resolve as patients begin
to rely on self or others as a nurturant object.
In a recent contribution (Johnson 1993) I presented
an object model that employed a unique definition of addiction: "An
addiction is an ostensibly pleasurable activity which causes repeated
harm because a person involuntarily and unintentionally acquires an
inability to regulate the activity, and has a persistent urge to
engage in the activity. A psychological system, referred to as denial,
is created around the harmful behavior. Denial allows the addicted
individual to continue this activity despite its detrimental effects"
(p. 25).
The function of the denial system of an addiction is
to protect the relationship with the addiction. It is made clear with
case examples that if there is no denial, then there is no addiction.
Denial is part of the pathophysiology of the disease (Johnson and
Clark 1989). The definition is psychological in a way that is true to
the phenomenon of addiction. While genetic, biological, or social
aspects may contribute to the course of the illness, they do not
define its essence. This definition both allows addiction to fall into
the mainstream of psychoanalytic consideration, and adds the
characterological response of the individual to drug-effects as an
important consideration in assessing the impact of drugs (see, e.g.,
Kernberg 1975). It allows the psychology of the relationship of each
individual with his or her addiction to be articulated and elaborated
by the dynamically oriented clinician (see also Kaufman 1994).
This definition is used to link a number of
pleasurable activities that are addictive only if they become
compulsive behaviors: drinking, gambling, stimulant use,
exercise/endorphin release or opiate (heroin) use, eating, making
love, shopping, working, or being slim. These activities are required
to be compulsive for characterological reasons because they provide a
constant sense of being accompanied. Addicted individuals are unable
to have their dependency needs effectively met in human relationships
and are unable to tolerate being alone; their need for object
constancy is provided by whatever compulsive activity is chosen. A
particular addiction is chosen then as a function of environment and
gender, and can be shifted with changing environmental conditions. For
example, a bingeing/purging food-addicted woman may shift to cocaine
dependence because it keeps her weight down, and may subsequently
become preoccupied for a time simply with obtaining, using, and
recovering from cocaine. A man who is in trouble because of his
drinking may shift to compulsive gambling because, at least for a
while, he can better get away with this compulsive behavior. When
pursuing heroin becomes too much trouble as people grow older, they
may shift to alcohol dependence.
I have suggested (Johnson 1993) that a defect that
occurs during preoedipal development becomes manifest as an addiction
during adolescence because the teenager needs to leave the parents yet
lacks the internal development to survive without them. The adolescent
does not have a confident sense of object constancy. This property of
recall memory is internalized by most toddlers during the period
between one and three years of age via a process of separating and
returning to the facilitating parents, the "emotional refueling" of
Mahler, Pine, and Bergman (1975). The developing child gradually
begins to carry an internal sense of being accompanied by the parents
ideationally, without needing the concrete parent as a constant
reassurance of protective presence. Especially during the
rapprochement period, from sixteen to twenty-five months, the child is
beset with rageful fantasies of parental destruction because of
omnipotent wishes to have the world conform to ones desires. The
facilitating adults must help the child hold aggressive urges in
safety. The rules and prohibitions of the parental adults are
internalized as a superegoan internalized sense of which behaviors are
permissible and which behaviors must be held in check. It may well be
that inability to negotiate this step has much to do with the
environment created for the child by caregivers (Lyons-Ruth 1991);
premorbid parent-child interactions that predispose to addiction are
described by Shedler and Block (1990). I hypothesized that children
who will go on to suffer from addictions do not internalize object
constancy during the preoedipal period, and have a specific fear that
their aggressive urges may destroy their relied-upon objects.
Inability to effectively use superego prohibitions makes their
aggressive urges frightening. Years later children are faced with the
need to separate from their family of origin and respond by adopting
an addiction. The adolescent who has newly adopted an addiction is
extremely content. The annihilation anxiety previously experienced has
given way to an idealized relationship with the addictive behavior.
The use of an addiction, then, is akin to Kernbergs
borderline and narcissistic personality disorders (1975). In
narcissism the inability to tolerate being alone is solved by reliance
on an organized inner set of idealized fantasies that allows the
individual to be indifferent to the comings and goings of real
relationships (Volkan 1973). In an individual with borderline
personality, affective instability is responded to via a constant,
desperate need for reassurance by an idealized person. In addiction,
the relationship is neither with idealized internal fantasies nor with
idealized persons, but rather with an idealized addictive behavior.
According to the developmental model, some
addictions represent a regression under stress, rather than a true
adaptation to absence of object constancy. Individuals who have a
regressive addiction find that they can give it up relatively easily.
In these cases, the addiction is a neurotic behavior that lacks the
destructive forcefulness of addictive behaviors clung to as a means of
preventing the inner experience of abandonment.
Using this model, I suggested that some patients who
have their underlying conflicts analyzed may return to recreational
use of alcohol; I cited the liver enzyme results of a patient whose
hepatitis resolved during three-times-a-week treatment despite her
continued use of alcohol (Johnson 1993). The Twelve Steps of
Alcoholics Anonymous, I suggested, involve relinquishing the object
constancy delivered by the addictive behavior; adopting, through a
"leap of faith," the belief that reliable human objects exist;
reworking the superego; and extending this remedial work to the ego
ideal, or internalized social values (see also Dodes 1988; Khantzian
1994). AA encourages members to "rely on people, not alcohol (drugs)"
and to be carried by an inner "higher power" that provides a sense of
purpose and of being accompanied at all times. In an earlier paper
(Johnson 1992), I presented the psychoanalysis of a man with active
alcoholism and showed the resolution of his addictive drinking as the
highly conflictual dependence entered the transference neurosis.
COMMONALITIES OF THE THREE
PERSPECTIVES
Authors writing from all three perspectives regard
as completely erroneous any suggestion that addiction is driven by a
desire for pleasure. The incentive sensitization model suggests that
the mesotelencephalic pathway carries wanting/craving and that
pleasure soon becomes an irrelevant factor in addictive drug use. The
affect intolerance perspective posits that chronic inability to master
feeling states results in recurrent flight into drug-altered states.
According to the addiction-as-substitute-object model, lack of
capacity to use relationships, internal or external, results in the
constant need for addictive behaviors as a transitional object.
Typical features of addictive disorders are
explained in each of the three perspectives in ways that are
complementary. For example, the mesotelencephalic pathway is
responsible for activation of the animal to seek gratification. When
this pathway is cut in rats, the animal does not bother to eat, even
though eating (as shown by rat facial expression) is still a
pleasurable activity. If a light signals that food is about to appear,
the light causes discharge in the mesotelencephalic pathway. Dopamine
transmission is triggered not solely during the gratifying activity,
but by the simple assurance that gratification is impending. Patients
with cocaine dependence often remark on this phenomenon. Their bodies
react to the certainty of gratification; symptoms of the gut motility
are initiated by the mere intention to purchase cocaine after a period
of abstinence. For instance, they will pass wind on the way to the
dealer. Dodes notes the same phenomenon, dubbing it "signal
satisfaction, akin to signal anxiety," and suggests that the ability
to create a satisfying situation gives the individual a sense of
power. For a sober person with alcoholism, Dodes says, the very act of
ordering a drink at a bar relieves a sense of helplessness.
Helplessness is considered a key affective state in
the three psychoanalytic models. Dodes (1990) has suggested that his
view helps us understand the role of drugs in avoiding certain
affects, as described in Khantzians self-medication model. He
suggested that intolerable helplessness is the result of the psychic
trauma of being overwhelmed by whichever affective state each
individual person finds the most troublesome. I myself have traced the
history of helplessness to early experiences in which the child is
unable to master aggression without parental assistance. The addicted
person is left with a choice of helpless submission to inner and outer
authority, or defiant rebellion against it. (This position is
identical to that of Wurmser.) Dodes (1988, 1990), Khantzian (1994),
and I (Johnson 1993) all suggest that this experience is reflected in
Step One of Alcoholics Anonymous, which begins, "We admitted we were
powerless. . . ." By contrast, Robinson and Berridge might take the
position that the organism is powerless against a biologically driven
demand for drug seeking. The ventral tegmental pathway demands that
the animal take action to secure water, food, sex, or drugs.
In summary, these three perspectives on addictive
behaviors offer overlapping and complementary explanations. At one or
another time, one of these dynamics may appear most prominent as a
motivating force. Taken together, they represent a substantial
framework from which to listen to patients, to empathically understand
their associations and behaviors, and to guide interventions that help
them move toward safety and toward more effective ways of living.
CLINICAL EXAMPLES
This section will begin with examples drawn from
patient encounters in which only one of our three perspectives is
appropriate. Combined use of the models will be shown later.
Use of the Neurobiological Perspective
Case 1. A forty-year-old man with schizophrenia
is referred from a psychiatric hospital to a substance abuse
outpatient clinic because of persistent use of cocaine. Auditory
hallucinations and paranoid delusions are in remission as a result of
fluphenazine decanoate injections administered every two weeks. The
patient is eager to become sober, but finds that on the first of each
month, despite having a payee for his Social Security checks, he cant
help but use any money he can find to buy crack. This results in loss
of his housing when he cant pay his rent, and rehospitalization.
The incentive sensitization theory is used by
caregivers to understand that money in his pocket is the element that
turns on craving. This patient lacks the relatedness required to use
either Twelve Step groups or psychotherapy. Lack of adequate
supervision during vulnerable periods will result in continued cocaine
dependence. Placement in a staffed residence and tighter control over
his money result in a remission of use.
Case 2. A substance abuse counselor, sober six
years and active in AA, travels to an old haunt in order to help his
mother sell her house. He notices unexpected powerful urges to pick up
a prostitute, drink, and buy crackall associated activities during his
years of drug dependence. He realizes that helping his mother sell her
house is a kind of help he is not capable of providing in safety.
Simple avoidance of the old neighborhood resulted in complete
resolution of the urges to return to addictive behaviors.
Case 3. An international businessman presents
for treatment for active heroin use, complaining that he has injected
more than a million dollars worth of heroin into his veins over the
last fifteen years. He has also supplied his wife with a second
million dollars worth. The expenditure is undermining the
capitalization of his business. The initiation of heroin use is
understood as a consequence of intense stress during immigration from
Lebanon to the United States, and the beginning of a business from the
back of his car. This stress is now in the past, no longer a factor
contributing to ongoing use. The cause of continued use is the
unstoppable craving.
For the first two months of weekly meetings, the
businessman injects eight bags of heroin before each morning
psychotherapy hour. The history of intense craving after
detoxifications results in a plan to switch over to methadone
detoxification and accomplish a six-month taper. Supportive
psychotherapy focuses on tolerating craving. When the patient is down
to 5 mg of methadone, he believes that his intense craving will
undermine his attempt to decrease the dose to nothing, and he flies to
England to obtain his own supply of methadone. He tapers from 5 mg to
abstinence over the next three months. He realizes that his wife has a
more complicated addiction and separates from her. Supportive
psychotherapy is terminated when he is abstinent from opiates for
three months. Alcohol and marijuana use do not cause any symptoms. On
two-year follow-up he is abstinent from opiates, except for a single
use of heroin, which he thinks of as having been "stupid." At that
point he does not meet the DSM-IV criteria for any disorder except for
"opiate dependence, in long-term remission."
Case 4. A physician was raised in a culture
where cigarette smoking was the norm. When in his early thirties he
was diagnosed with gingivitis by his dentist, he immediately
recognized this as a medical complication of smoking. He has a clear
memory of throwing his pack of cigarettes out the car window as he
left his dentists parking lot. He had minimal craving when first
abstinent, and has not smoked a cigarette in twenty-five years.
One might speculate that for some individuals, such
as this physician, the neurobiological aspect of addiction is
insufficient to sustain the behavior. Because of relatively healthy
ego functioning, denial is easily disrupted, resulting in
"spontaneous" long-term remission (see DSM-IV, "Substance Related
Disorders" section, p. 189; Shaffer and Jones 1989).
Use of the Affect Intolerance Perspective
Case 1. A thirty-three-year-old woman has a
ten-year history of alcohol and cocaine dependence. She has been
through twenty detoxifications, has never been sober two weeks, and
complains that counselors tell her to go to AA when she has emotional
issues to deal with. She tells a horrific set of stories of abuse and
neglect, starting when she was seven. Her father was drunk and slapped
her mother. Her eighteen-year-old sister went to the kitchen and
stabbed her father in the chest. Her father refused to move, stood
there for twenty minutes, then collapsed. Her mother reached down,
felt for the fathers pulse, said he was alive, and ran off to hide the
sister, leaving the patient with the dying father in a spreading pool
of blood. Although the family myth is that the father fell on the
knife, the sister did prison time for manslaughter. No one has spoken
to her regarding this event since. She says that as she sits in the
detox interview room, she can see it all as if it just happened.
Two other traumata, including a rape, have left her
with a full syndrome of posttraumatic stress disorder. Cognitive
function is entirely intact, suggesting that psychotherapy would be of
help. A Hamilton Rating Scale for Depression score is 28, suggesting a
major nonpsychotic depression. The patient, who is one day sober in
detox, begs for medication to help her sleep because she becomes
terrified as she falls asleep, with hypnogogic illusions of being
touched sexually.
The self-medication hypothesis is invoked as the
most relevant paradigm for this particular patient. Fully appreciating
that a depression cannot reliably be diagnosed only one day away from
alcohol and cocaine, the posttraumatic stress disorder is rated as the
most pressing diagnosis, despite presentation at a detoxification
center. Trazodone, because of its sedative side effect, is selected as
the antidepressant of choice and is given in gradually increasing
doses to 300 mg. The patient is referred to a women's halfway house
that specializes in victims of sexual violence, and is seen in
psychotherapy focusing on memory reexposure and grief work.
Case 2. A thirty-five-year-old woman is unable
to stop smoking, despite several attempts. She complains of intense
dysphoria when off cigarettes, and of an experience of white-knuckle
emotional pain until she resumes smoking. Her addiction to cigarettes
is understood as self-medication of an underlying depression. She
receives a course of twelve weeks of weekly psychotherapy abetted by
sustained release buproprion, 150 mg twice a day. She chooses a quit
date five weeks into the psychotherapy, and is amazed at how much
easier it is this time.
Use of the Object Perspective
A forty-five-year-old professional woman has been
addicted since her teenage years to heroin, methadone, alcohol,
cocaine, and nicotine. She has been unable to remain reliably sober,
despite a considerable investment in Alcoholics Anonymous.
Psychotherapy is begun immediately following discharge from heroin
detoxification, and eight months later, when she is sober from all the
drugs listed above, she begins four-days-a-week psychoanalysis. The
transference is difficult to manage because her alcohol and opiate
dependent mother was hateful and manipulative, and has never expressed
any interest in sobriety. Her father was himself addicted to work and
did nothing to protect her from her mother, from her abusive
stepmother, or from her addiction.
The patient attends AA meetings and an AA women's
group, and has a sponsor. However, splitting is evident from the
beginning of the treatment. Her sponsor is alternately idealized and
devalued. Comments describing her sponsor as unavailable, uncaring, or
even worthless are interpreted as an expression of the paternal
transference toward the sponsor the patient fears the sponsor is not
available and attending to her needs. The maternal transference is
active directly in the relationship with the analyst. As one dynamic,
the patient expects the analyst to "catch" her with feelings that will
be used to humiliate her.
Seven months into the analysis, the intense negative
transference seems to have settled down. There are associations, with
references over several weeks, to substantial purchases. When the
analyst hears that the patients teenage son has been bought a new car,
and that the patient is contemplating a new dining room set, he has an
awful realization about why the transference has lessened. He asks
directly about credit card use, and learns that during the course of
treatment the patient has been involved in an escalating debt that is
now $66,000. The debt involves twenty credit cards, including some
that have been fraudulently obtained in the name of an incapacitated
relative. The analyst interprets spending addiction as a resistance to
the further deepening of the transference relationship, and gives
direct advice about the necessity of immediate cessation of credit
card use and of consulting a lawyer regarding bankruptcy. The patient
confesses a fantasy that two or three months hence the analysis would
have to end because she could no longer afford treatment and credit
card interest payments, and that this would be just like the period of
transition from feeling in control of a gradually escalating heroin
habit to becoming desperate and realizing that she needs to go to
detox. She notes that never before has she had any trouble with credit
cards or spending.
This sequence of feeling and action enacted in the
psychoanalytic relationship is understood as a repeat of the patients
experience, as a teenager, that she could no longer endure the
intensity of her feelings, especially of anger and humiliation with
regard to her mother, in the context that she was not protected by the
father, and that she adopted an addiction to enable her to tolerate
the continued relationship with both parents. However, the
relationship with the addiction supplanted the parental relationships.
Despite the relationship with the psychoanalyst, this patient is using
addiction as her only reliable object. The analyst recognizes and
interprets that active addiction is incompatible with psychoanalysis.
The patient continues in psychoanalysis three years after this
intervention and is tolerating the transference in part because of the
alliance generated by this transaction.
Combined Use of the Three Perspectives
During an earlier hour from this woman's
psychoanalysis, the patient began by noting that she had arrived an
hour early, realized her mistake, and gone for a frantic hour of
shopping. Her next set of associations included dread at meeting a new
internist, an addiction specialist to whom her analyst had referred
her as a replacement for a physician who ordered any medications she
requested. Her fear of seeing a physician who "knows about" her" Its
hard to trust them when I don't know their thoughts" had been
interpreted as a fear that the internist would humiliate her as her
mother had. She thought of the abuse her son was suffering from his
stepmother, and remembered being nine: "We went out to eat. I was
whining that I didn't like anything on the menu. My mother said with a
smile, Sweetie, would you want to come in the bathroom with Mommy? I
said okay. When we walked in she slapped me so hard it almost knocked
my head off. She told me that I was to order something on the menu,
eat it without talking, and never mention what had happened in the
bathroom to my father. It wasn't the pain that was the worst, it was
the surprise."
Rather than accept that this was only a past memory,
the analyst interpreted current concerns about how her son was being
treated. The patient responded, "I've been on this mission for a week.
I'm cleaning and cleaning. I was thinking, When did I use to behave
like this? I worry I have to get prepared. Even when I went to detox
the last time I brought my taxes. I used to do this when I was
twenty-seven. Ralph, the bum who lived with me, said, For god sakes,
did you wash the floor again?"
The analyst asked what feeling she had at that time.
The patient replied, "I dunno. I just used to clean. Are you supposed
to have a feeling? I remember when our dog Spotty died, the one we had
for years, my mother said in a sad voice, Spotty died." The patient
laughed. "I didn't care a goddamn thing about Spotty. I thought, In
supposed to be sad. Like when my father told me he was divorcing my
mother I thought, Am I supposed to act sad?" The patient laughed. "I
didn't care. But I think I feel good now. I think I enjoy that running
around shopping. You shop, you clean, you fix, you shop, you clean,
you fix."
The analyst asked, "Fix?"
The patient answered, "Fix things, make them right."
The analyst said, "Of course, fix has another
meaning."
The patient answered, "I don't know why I said that.
I meant, you straighten things."
Noting the theme of helpless anger, the analyst
said, "I wonder if you don't feel furious." The patient responded:
On and off since I've been coming here, Id be
walking down the street, or in my car, and Id feel I was dying. I
didn't feel bad about it. I just felt I was dying. Then I thought,
"That's what my mother is doing, slowly dying." Then I thought, "I
hope that's not an identification."
I looked at my hands the other day. I didn't like
what they looked like. I'm a hand person. I can remember everybody's
hands. I may not remember what guys were like in bed, but I remember
their hands. I remember what your hand felt like when I shook it the
first time I met you.
I bite my nails, even when I put acrylic nails on
top. I get frantic. I just have to bite. I want short nails. I want
mans hands. My nails are red now. I don't like the color red. My
hands look old. Do my mothers hands look old? No. I put on the
acrylic nails because once I start biting them, I'm on a mission, I
bite them until they bleed. . . .
My mother has long nails. My stepmother had long
red nails. My fifth-grade teacher moved my desk near her. When she
didn't like what I did shed dig her nails into my arm to shut me up.
My mother used to grab me with her nails too. . . .
My mother used to bite her nails. Shed wear
bandages. Id bite my nails. Shed scream, "Stop it!" Id stop for five
seconds, and do it again. I couldn't stop.
The analyst asked, "Do you see how the anger and the
compulsion go together?"
The patient answered, "I was pissed at myself. Now I
try to ignore it, laugh it off. Id be beating myself up all the time
if I continually thought about what I do."
She next associated to a constant need to drive past
her ex-husbands house when she had to drop her son off there, with her
son complaining each time that "the house is back there." The analyst
suggested she was angry about having to leave him.
Her next associations were about whether she would
cancel her next hour to go skiing. When the analyst took this as a
violation of the contract to meet four times a week, the patient
seemed reassured. She then realized that she was also scheduled to
speak at a commitment of Alcoholics Anonymous that evening. She
associated to the need of a friend to keep seeing his psychiatrist,
and how his physician-father was known in the addict community as a
"croaker" who would sell benzodiazepine prescriptions unethically.
The analyst interpreted the story as a displacement
to the transference experience of the patient. She had undone her
anger at the analyst by coming early instead of making him wait; she
was angry about the loss of time with her son because of the divorce;
her associations about compulsive behaviors and compulsive drug use
represented associations about how angry she was; and she tended to
contain her aggression either by undoing it as a compulsion or by
displacing it into addictive behavior. The story of the doctor/father
who had injured his son indicated that she was feeling unsafe with the
analyst. When she whined to her parents about ordering at the
restaurant when she was nine, she had been humiliated for expressing
her feelings. The urge to cancel an hour was another means of
expressing her anger.
The patient called the interpretation "far-fetched,"
associated to forgetting to set her two alarm clocks so that she could
pick up her son at his fathers and drive him to school, and then
suddenly looked at her watch and told the analyst that the hour was
over. She was exactly right.
The patient is using her treatment to explore her
experiences of addiction and compulsion, including her compulsive
shopping. Because of her experience growing up with her parents, the
analysts expectation that she associate triggers intense anger and a
feeling of helplessness and shame. Dodes's assertion that addiction
and compulsion overlap, and might be considered identical, is nicely
illustrated. Is she shopping compulsively, or does she have a shopping
addiction? Both are true.
All three perspectives could be invoked to
understand this material. The patient was active with her shopping
addiction at the time of this hour. The analyst was completely unaware
of this, and the patient may well have not been conscious of the
addictive nature of her behavior at that time. Robinson and Berridge
might say that the anger she was feeling might have been an
associational trigger of her compulsive shopping. Use of their model
suggests that there is no possibility of empathic understanding of the
behavior, because it is driven by a subcortical pathway. The patient
might have the experience that she was "just shopping," and might then
construct a denial system to explain or excuse the behavior.
The developmental model I have advanced might be
used, as in the earlier example, to explain that the patient was
already experiencing abandonment by the analyst, and had taken up
shopping as an alternative dependence-gratifying relationship. "Is the
time up yet?" might be heard as the experience of a person who knows
that shopping never lets her down, while her psychoanalyst-as-mother
has repeatedly crossed the line from caring to intrusive, hateful
probing, and therefore has already been dismissed as a person who can
be there for her.
Khantzian would undoubtedly point to opiates as the
drug of choice and would suggest that this patient is unable to
tolerate anger/rage as an underlying cause. The patient has no idea
how to take care of herself when she is overwhelmed by the experience
of anger and humiliation at the inquiring stance of the psychoanalyst,
which she finds so reminiscent of her mothers sarcastic "Are you
having a feeling, sweetie?"
However, in this particular hour, it seems that the
most helpful interpretations for the patient are of aggression
directed toward the analyst as a defense against the transference
experience of being helpless against a figure who would humiliate her
for her feelings. Her compulsive behaviors might be described by Dodes
(1996) as a displacement. She is shopping, cleaning, and fixing rather
than articulating her angry feelings toward her analyst.
The treating clinician who uses the three models is
thereby in a position to evaluate each patient who presents for
treatment in the context of the level of ego functioning he or she
displays. A healthy patient who has regressed to the use of an
addiction as a defense during a stressful period may easily be able to
tolerate the craving that comes with cessation of drug use. For
example, a relatively healthy patient might be sent to a smoking
cessation program. The heroin-dependent patient described in the first
clinical section needed only some attention to his experience, some
factual explanations, and methadone detoxification. Beyond these
relatively simple interventions lies the need to correct the
underlying dynamics of the addictive process. Sometimes this can be
accomplished by brief behavioral interventions, or by attendance at
Twelve Step recovery programs.
Clinicians need to be aware of the tendency to shift
from one addiction to another. Researchers investigating the outcome
of treatment of addictive diseases need to employ more sophisticated
models of recovery. For example, if a patient stops smoking cigarettes
and gains a hundred pounds, should this individual be counted as a
success, or as someone whose addiction has shifted to a less
scrutinized substitute? For many patients, substitution of one
addiction for another must be counted a relative therapeutic triumph.
For example, Bill Wilson, the founder of Alcoholics Anonymous, died of
his nicotine addiction, but many productive years after he became
sober from alcohol. In other cases, substitution needs to be taken
into account as a sign of inability to attain a stable recovery.
Studies of methadone maintenance, for instance, tend to use abstinence
from opiates as an outcome measure, when many patients continue to use
alcohol, cocaine, or benzodiazepines in an addictive, self-destructive
manner (Miller and Gold 1993; Condelli et al. 1991).
For the dynamically oriented clinician, the three
perspectives presented here orient the treatment according to whether
simple craving is driving the constant impulse toward drugs, or
whether more complex dynamics must be taken into account. In this
context, diagnosis, relapse prevention coaching, Twelve Step meetings,
and supportive or expressive psychotherapy, either alone or in
combination, all become understandable, applicable modalities for
helping the patient.
The question of whether to treat the patient with
psychoanalytic therapy rests not on the diagnosis but on the patients
behavior. As described by Dodes (1984), patients who frequently miss
treatment hours, whether because of hostility or drug use, or who are
physically present but impaired by chemical use, cannot be treated in
an outpatient psychotherapy practice. However, patients who come and
work, regardless of their involvement with addictive substances or
compulsive behaviors, can be helped. Addictive behaviors might have to
be addressed directly in order to preserve the treatment relationship.
For example, in the psychoanalysis described above, the analyst had to
suggest directly that the patient cut up her credit cards, stop her
illegal use of a relatives card, and see a bankruptcy lawyer as a
condition of her continuing analysis. Flexible use of the three
perspectives abrogates any artificial distinction between patients
appropriately treated with behavioral, Twelve Step, or psychoanalytic
therapies. Any or all are applicable to specific patients, depending
on the particular nature of their addictive dynamics.
There can be a tendency to either ignore the
addictive process or to elevate it to the only concern. For example,
patients who compulsively eat, and who present to psychotherapy, might
not address their food addiction directly in their associations. They
might have a denial system the clinician complies with, so that a
central symptom is left out of the treatment. Many members of
Alcoholics Anonymous have complained that they were in psychotherapy
or psychoanalysis, yet their drinking was either ignored or relegated
to a subordinate position. However, by a strange twist, psychological
treatment is often withheld until a patient becomes sober. Some
addiction clinicians will tell patients to stay sober for a year using
nonexploratory treatments and only then return for uncovering
psychotherapy. The case presented above of the man who used eight bags
of heroin before his psychotherapy hours, and who continued to use
alcohol and marijuana after the treatment, might be regarded as an
anathema by some clinicians, despite the excellent outcome in terms of
functioning. Using the three perspectives allows a flexibility in
treatment that is true to the individual being helped. It allows for
the centrality of abstinence in some treatments, yet eschews an
insistence on abstinence as a prerequisite for treatment in all cases.
At the same time, there is a focus on the use of any compulsive
behavior as a sign of distress, whether or not a chemical substance is
used in the behavior.
Finally, use of the three perspectives eliminates
the strange-ness of addiction, which tends to frighten some clinicians
away from engaging with patients who are actively addicted. Addiction
is not viewed as a bizarre, awful, or degrading behavior that suggests
that the patient be sent elsewhere for treatment. Rather, it is seen
as one of the most common character adaptations seen in everyday
clinical practice.
No claim is made that any of the three models of
addiction presented above are the "truth." They are models in the
engineering sense they exist to help get a real job done. Based on
some science, some observation, they are directed toward trying to be
effective in the real world. It is likely that the models described
will be revised and superseded over time.
There are two advantages to the use of three
perspectives on addiction. The first is that it removes the need to
find any one magical solution to addiction. Instead, we are content to
use the particular way of thinking of an addiction that fits a
particular patient at a particular time. The second is that there is a
correspondence between more general psychoanalytic psychology and the
ways of understanding addiction presented above. This allows for
further investigation and elaboration of addictive dynamics. However,
no attempt is made here to rival other psychologies or treatment
methods. On the contrary, inclusivity is recommended, as is the
attempt to understand the relationship of psychoanalytic theory and
other psychologies (for example, the way mesotelencephalic activation
and associated learning contribute to the drive to obtain chemicals).
Within the context of the three perspectives on
addiction, it is hoped that clinicians find empathy for the compulsive
behaviors of addiction, because empathy is the essential first step in
any attempt to be of service.