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Humanistic & Existential Theory
- From
NIDA
Humanistic and existential psychotherapies use a wide
range of approaches to case conceptualization, therapeutic goals,
intervention strategies, and research methodologies. They are united by
an emphasis on understanding human experience and a focus on the client
rather than the symptom. Psychological problems (including substance
abuse disorders) are viewed as the result of inhibited ability to make
authentic, meaningful, and self-directed choices about how to live.
Consequently, interventions are aimed at increasing client
self-awareness and self-understanding.
Whereas the key words for humanistic therapy are
acceptance and growth, the major themes of existential
therapy are client responsibility and freedom. This
chapter broadly defines some of the major concepts of these two
therapeutic approaches and describes how they can be applied to brief
therapy in the treatment of substance abuse disorders. A short case
illustrates how each theory would approach the client's issues. Many of
the characteristics of these therapies have been incorporated into other
therapeutic approaches such as narrative therapy.
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Humanistic and existential approaches share a belief
that people have the capacity for self-awareness and choice. However,
the two schools come to this belief through different theories. The
humanistic perspective views human nature as basically good, with an
inherent potential to maintain healthy, meaningful relationships and to
make choices that are in the interest of oneself and others. The
humanistic therapist focuses on helping people free themselves from
disabling assumptions and attitudes so they can live fuller lives. The
therapist emphasizes growth and self-actualization rather than curing
diseases or alleviating disorders. This perspective targets present
conscious processes rather than unconscious processes and past causes,
but like the existential approach, it holds that people have an inherent
capacity for responsible self-direction. For the humanistic therapist,
not being one's true self is the source of problems. The therapeutic
relationship serves as a vehicle or context in which the process of
psychological growth is fostered. The humanistic therapist tries to
create a therapeutic relationship that is warm and accepting and that
trusts that the client's inner drive is to actualize in a healthy
direction.
The existentialist, on the other hand, is more
interested in helping the client find philosophical meaning in the face
of anxiety by choosing to think and act authentically and responsibly.
According to existential therapy, the central problems people face are
embedded in anxiety over loneliness, isolation, despair, and,
ultimately, death. Creativity, love, authenticity, and free will are
recognized as potential avenues toward transformation, enabling people
to live meaningful lives in the face of uncertainty and suffering.
Everyone suffers losses (e.g., friends die, relationships end), and
these losses cause anxiety because they are reminders of human
limitations and inevitable death. The existential therapist recognizes
that human influence is shaped by biology, culture, and luck.
Existential therapy assumes the belief that people's problems come from
not exercising choice and judgment enough--or well enough--to forge
meaning in their lives, and that each individual is responsible for
making meaning out of life. Outside forces, however, may contribute to
the individual's limited ability to exercise choice and live a
meaningful life. For the existential therapist, life is much more of a
confrontation with negative internal forces than it is for the
humanistic therapist.
In general, brief therapy demands the rapid formation
of a therapeutic alliance compared with long-term treatment modalities.
These therapies address factors shaping substance abuse disorders, such
as lack of meaning in one's life, fear of death or failure, alienation
from others, and spiritual emptiness. Humanistic and existential
therapies penetrate at a deeper level to issues related to substance
abuse disorders, often serving as a catalyst for seeking alternatives to
substances to fill the void the client is experiencing. The counselor's
empathy and acceptance, as well as the insight gained by the client,
contribute to the client's recovery by providing opportunities for her
to make new existential choices, beginning with an informed decision to
use or abstain from substances. These therapies can add for the client a
dimension of self-respect, self-motivation, and self-growth that will
better facilitate his treatment. Humanistic and existential therapeutic
approaches may be particularly appropriate for short-term substance
abuse treatment because they tend to facilitate therapeutic rapport,
increase self-awareness, focus on potential inner resources, and
establish the client as the person responsible for recovery. Thus,
clients may be more likely to see beyond the limitations of short-term
treatment and envision recovery as a lifelong process of working to
reach their full potential.
Because these approaches attempt to address the
underlying factors of substance abuse disorders, they may not always
directly confront substance abuse itself. Given that the substance abuse
is the primary presenting problem and should remain in the foreground,
these therapies are most effectively used in conjunction with more
traditional treatments for substance abuse disorders. However, many of
the underlying principles that have been developed to support these
therapies can be applied to almost any other kind of therapy to
facilitate the client-therapist relationship.
Many aspects of humanistic and existential approaches
(including empathy, encouragement of affect, reflective listening, and
acceptance of the client's subjective experience) are useful in any type
of brief therapy session, whether it involves psychodynamic, strategic,
or cognitive-behavioral therapy. They help establish rapport and provide
grounds for meaningful engagement with all aspects of the treatment
process.
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While the approaches discussed in this chapter
encompass a wide variety of therapeutic interventions, they are united
by an emphasis on lived experience, authentic (therapeutic)
relationships, and recognition of the subjective nature of human
experience. There is a focus on helping the client to understand the
ways in which reality is influenced by past experience, present
perceptions, and expectations for the future. Schor describes the
process through which our experiences assume meaning as apperception
(Schor, 1998). Becoming aware of this process yields insight and
facilitates the ability to choose new ways of being and acting.
For many clients, momentary circumstances and
problems surrounding substance abuse may seem more pressing, and notions
of integration, spirituality, and existential growth may be too remote
from their immediate experience to be effective. In such instances,
humanistic and existential approaches can help clients focus on the fact
that they do, indeed, make decisions about substance abuse and are
responsible for their own recovery.
By their very nature, these models do not rely on a
comprehensive set of techniques or procedures. Rather, the personal
philosophy of the therapist must be congruent with the theoretical
underpinnings associated with these approaches. The therapist must be
willing and able to engage the client in a genuine and authentic fashion
in order to help the client make meaningful change. Sensitivity to
"teachable" or "therapeutic" moments is essential.
These approaches can be useful at all stages of
recovery in creating a foundation of respect for clients and mutual
acceptance of the significance of their experiences. There are, however,
some therapeutic moments that lend themselves more readily to one or
more specific approaches. The details of the specific approaches are
laid out later in this chapter. Client-centered therapy, for
example, can be used immediately to establish rapport and to clarify
issues throughout the session. Existential therapy may be used
most effectively when a client is able to access emotional experiences
or when obstacles must be overcome to facilitate a client's entry into
or continuation of recovery (e.g., to get someone who insists on
remaining helpless to accept responsibility). Narrative therapy
may be used to help the client conceptualize treatment as an opportunity
to assume authorship and begin a "new chapter" in life. Gestalt
approaches can also be used throughout therapy to facilitate a genuine
encounter with the therapist and the client's own experience.
Transpersonal therapy can enhance spiritual development by focusing
on the intangible aspects of human experience and awareness of
unrealized spiritual capacity. These approaches increase self-awareness,
which promotes self-esteem and allows for more client responsibility,
thus giving the client a sense of control and the opportunity to make
choices. All of these approaches can be used to support the goals of
therapy for substance abuse disorders.
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